Rogge Dunn will be speaking on FINRA sanction guidelines during a live webcast hosted by Knowledge Group on January 16, 2019 at 3:00 p.m. – 5:00 p.m. (ET).
The title of the webcast is “FINRA’s Heightened Sanction Guidelines: What To Expect in 2019”
Rogge Dunn will cover the updated FINRA sanction guidelines and what to expect moving forward.
Key topics include:
- FINRA’s Sanction Guidelines: An Overview
- Recent Trends and Developments in FINRA’s Sanction Guidelines
- Common Pitfalls and Risk Issues
- Risk Mitigation Techniques and Best Practices
- What Lies Ahead
Please note, complimentary passes are available for the first 30 registrants. Once all of the passes are used, attendees can register for the deeply discounted rate of $25 each courtesy of Rogge Dunn Group, PC.
Discount code ROGGEDUNN147607