FINRA Trends

Dec. 13, 2019: Rogge Dunn To Speak at The Knowledge Group’s Live Webcast, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.”

Rogge Dunn on FINRA Trends: Don’t Miss The Knowledge Group’s Live Webcast on December 13

Rogge Dunn will speak at at The Knowledge Group’s Live webcast on December 13, 2019 at 3:00pm ET. The webcast is titled, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.”

Rogge Dunn handles significant matters in the financial industry, including regulatory issues, wrongful discharge, moving teams, OTRs, and non-competes. Dunn has twice set the largest wrongful discharge arbitration award against Goldman Sachs for FAs in California. Most recently, he obtained a $7.5 million award against Goldman Sachs in a FINRA arbitration in Los Angeles.

For the December 13 webcast, Dunn will join a seasoned panel of thought leaders and professionals brought together by The Knowledge Group to discuss FINRA trends, issues, and updates.

The Knowledge Group is the leading producer of regulatory focused webcasts. Their mission is to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives.

The webcast will address FINRA trends and issues as well as recent developments and updates in FINRA arbitration. The webcast will present and analyze the following key topics:

  • FINRA Arbitration – Trends and Updates
  • Published Notices
  • New Rules and Proposed Rule Changes
  • Best Practices
  • What Lies Ahead

Registration

Course fee: registration is FREE courtesy of Rogge Dunn Group, PC.

Can’t attend? Register anyway and get the recording.

For more information, visit The Knowledge Group’s website, call 1.800.578.4370 or email info@theknowledgegroup.org.

MEDIA

Chase Potter Named to 2021 Best Lawyers Under 40 by D Magazine and Secures Multi-Million Dollar Zoom Verdict
READ MORE
Jan. 19, 2021: Rogge Dunn to Speak in LIVE CLE Webcast on Demystifying the Current Landscape of Broker-Dealers Amidst the COVID-19 Pandemic
READ MORE
Rogge Dunn Quoted in CNBC Article Regarding Covid Vaccine Side Effects and Compensation Lawsuits
READ MORE
Jan. 15, 2021: Rogge Dunn to Speak at the Texas Bar’s 29th Annual Advanced Employment Law Seminar on How to Win an Employment Case at Trial
READ MORE
Jan. 13, 2021: Rogge Dunn and Greg McAllister to Speak in Live Webcast on Obtaining a TRO Against Former Employees
READ MORE
The Zoom Room: How Rogge Dunn’s Virtual Law Firm is Thriving During COVID-19
READ MORE
Insight From an Executive Contract Attorney: How to Get the Most Out of an Executive Employment Contract
READ MORE
Rogge Dunn Answers Questions in D Magazine Article About the COVID-19 Vaccine in the Workplace
READ MORE
Obtaining a TRO Against a Former Employee: Texas Lawyer Publishes Article Written by Rogge Dunn and Greg McAllister
READ MORE
Rogge Dunn Quoted in CBS 11 News Article Regarding Employer Control over Holiday Travel Plans
READ MORE
Rogge Dunn Quoted in Reuters Article About Employer Options for COVID-19 Vaccine Policies
READ MORE
Rogge Dunn Gives Insight on CNBC Article Regarding Covid Vaccine Labor Laws
READ MORE
Negotiating a Severance Agreement: How Can a Severance Negotiation Lawyer Help?
READ MORE
Rogge Dunn Quoted in CBS 11 Article on Labor Laws Surrounding COVID-19 Vaccine
READ MORE
COVID-19 and Employment Discrimination of Older Employees
READ MORE
Rogge Dunn Quoted in Texas Sports Nation Article Regarding Breach of Contract Lawsuit Filed by Ex-Astros GM Jeff Luhnow Against the Astros Ballclub
READ MORE

Contact Us Today!

Contact us to learn how we can help answer your legal questions.

FILL OUT FORM