FINRA Trends

Dec. 13, 2019: Rogge Dunn To Speak at The Knowledge Group’s Live Webcast, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.”

Rogge Dunn on FINRA Trends: Don’t Miss The Knowledge Group’s Live Webcast on December 13

Rogge Dunn will speak at at The Knowledge Group’s Live webcast on December 13, 2019 at 3:00pm ET. The webcast is titled, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.”

Rogge Dunn handles significant matters in the financial industry, including regulatory issues, wrongful discharge, moving teams, OTRs, and non-competes. Dunn has twice set the largest wrongful discharge arbitration award against Goldman Sachs for FAs in California. Most recently, he obtained a $7.5 million award against Goldman Sachs in a FINRA arbitration in Los Angeles.

For the December 13 webcast, Dunn will join a seasoned panel of thought leaders and professionals brought together by The Knowledge Group to discuss FINRA trends, issues, and updates.

The Knowledge Group is the leading producer of regulatory focused webcasts. Their mission is to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives.

The webcast will address FINRA trends and issues as well as recent developments and updates in FINRA arbitration. The webcast will present and analyze the following key topics:

  • FINRA Arbitration – Trends and Updates
  • Published Notices
  • New Rules and Proposed Rule Changes
  • Best Practices
  • What Lies Ahead

Registration

Course fee: registration is FREE courtesy of Rogge Dunn Group, PC.

Can’t attend? Register anyway and get the recording.

For more information, visit The Knowledge Group’s website, call 1.800.578.4370 or email info@theknowledgegroup.org.

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