arbitration claim

Rogge Dunn Quoted in AdvisorHub Article Regarding Arbitration Claim Filed By His Client

AdvisorHub published an article covering an arbitration claim filed by a veteran broker against UBS Financial Services. The claim, filed by Peter de Castro, alleges UBS “failed to credit him” for revenue involving his separately managed accounts.

Rogge Dunn is representing Castro and gave a statement regarding the claim to AdvisorHub:

“Advisors cannot properly advise clients if they don’t know where the fees are going.”

Read the full article by AdvisorHub here.

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