Tag Archives: AdvisorHub

External Articles Contributor, FINRA and Financial Advisors, Legal Insights, Rogge Dunn

Rogge Dunn Quoted in AdvisorHub Article Regarding Arbitration Claim Filed By His Client

External Articles, FINRA and Financial Advisors, Rogge Dunn

Rogge Dunn Quoted in AdvisorHub Article on Credit Suisse Doubling Down on Broker Litigation

External Articles Contributor, FINRA and Financial Advisors, Rogge Dunn

Rogge Dunn Quoted in AdvisorHub on Award Against Credit Suisse to Pay Two Brokers at Least $6.7 Million

Upcoming Events

Nov. 19, 2019: Rogge Dunn Will Be a Keynote Speaker at AdvisorHub’s Financial Advisor Summit in NYC

External Articles Contributor, Labor and Employment, Rogge Dunn

Rogge Dunn quoted in AdvisorHub on “Credit Suisse Seeks to Vacate Broker’s $975,5K Deferred Comp Award”

Rogge Dunn Speaking at AdvisorHub Annual Advisor Summit

MEDIA

Compliance Insight From a Lawyer for Financial Advisors

D Magazine Publishes Article by Rogge Dunn on How to Avoid Liabilities at Company Holiday Parties

Firm Partner Brian P. Shaw Secures Client Victory in Bankruptcy Proceeding

Dec. 13, 2019: Rogge Dunn To Speak at The Knowledge Group’s Live Webcast, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.”

Dec. 5, 2019: John Lynch To Speak at Belo Mansion, “The University of Dallas: Why It’s a Great Undergraduate Choice for Aspiring Lawyers.”

Rogge Dunn Interviewed on WFAA About Cancer in Firefighters

Rogge Dunn Group Recognized by U.S. News – Best Lawyers® as a “Best Law Firm” of 2020

Rogge Dunn Interviewed on CBS This Morning Regarding Title IX Issues

California Law Affects How Student-Athletes Are Compensated

Updates to Overtime Rule

Rogge Dunn Quoted In D Magazine Article About FINRA’s Proposed Rule and the Resulting Obligations on Firms with a History of Misconduct

Rogge Dunn Quoted in AdvisorHub Article – Finra Suspends Ex-Wells Fargo Broker over Personal Email Use

Rogge Dunn Quoted in AdvisorHub Article Regarding Arbitration Claim Filed By His Client

Fair Compensation for Female Executives: Insight from an Executive Compensation Attorney

Rogge Dunn Quoted in SportsDay Article on the use of LLCs by College Football Coaches

Rogge Dunn Quoted in AdvisorHub Article – Schwab Pursues Nebraska Broker Who Went Independent

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