UBS Logo

Rogge Dunn Quoted in AdvisorHub Article – Credit Suisse Wins $9 Million in UBS Raiding Case

Facebook
LinkedIn
Twitter

The article reads:

A Finra arbitration panel on Tuesday ordered UBS AG’s U.S. brokerage unit to pay Credit Suisse $9 million to resolve a “raiding” claim.

The rare claim was filed in December 2015 after Credit Suisse announced two months earlier that it was shuttering its U.S. brokerage operations and encouraging its brokers to join Wells Fargo Advisors. 

UBS responded to the announcement with an aggressive recruiting push, hiring just over 100 of Credit Suisse’s 336 brokers, second only to the 111 who joined Wells Fargo, according to a document reviewed by AdvisorHub.  

To see the full article, click here.

Rogge Dunn quoted in AdvisoHub Article

MEDIA

Rogge Dunn Interviewed on CBS This Morning Regarding Title IX Issues
READ MORE
California Law Affects How Student-Athletes Are Compensated
READ MORE
Updates to Overtime Rule
READ MORE
Rogge Dunn Quoted In D Magazine Article About FINRA’s Proposed Rule and the Resulting Obligations on Firms with a History of Misconduct
READ MORE
Rogge Dunn Quoted in AdvisorHub Article – Finra Suspends Ex-Wells Fargo Broker over Personal Email Use
READ MORE
UBS’s YES Strategy Leads to a Big Oh No!
READ MORE
Fair Compensation for Female Executives: Insight from an Executive Compensation Attorney
READ MORE
Rogge Dunn Quoted in SportsDay Article on the use of LLCs by College Football Coaches
READ MORE
Rogge Dunn Quoted in AdvisorHub Article – Schwab Pursues Nebraska Broker Who Went Independent
READ MORE
Joshua Iacuone interview on Fox4 News | Baylor Sex Assaults Scandal
READ MORE
Rogge Dunn Quoted in AdvisorHub Article on Credit Suisse Doubling Down on Broker Litigation
READ MORE
Summary of Texas Commission and Bonus Laws
READ MORE
Rogge Dunn Featured in CBS 11 Story About Southwest Airlines Dispute
READ MORE
Rogge Dunn Group Fights to Take Mark Cuban’s Deposition
READ MORE
Outback Steakhouse Honors Rogge Dunn
READ MORE
Rogge Dunn Weighs In During Fox 4 Story About Mount Vernon Hiring Former Baylor Football Coach Art Briles
READ MORE

Contact Us Today!

Contact us to learn how we can help answer your legal questions.

FILL OUT FORM